Financial Conduct Authority

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 2018-01-22 10:50 

Bloomberg

RBS Scandal Brings U.K. FCA Review of Small Business Protections...

The U.K. Financial Conduct Authority is looking at increasing the protections available to small and medium-sized businesses using financial services after Royal Bank of Scotland Group Plc was forced to pay 400 million pounds ($557 million) over its treat...

 2018-01-19 11:54 

The Daily Mail

City traders are getting rich from illegal insider trading...

The Financial Conduct Authority, whose job is to police the city, receives around one complaint of insider trading every week, but most of these investigations never make it to court....

 2018-01-14 23:32 

South China Morning Post

[ Hong Kong ]

Hong Kong's regulator outlines rules for settling violations, in a move to enhance its efficiency...

Hong Kong's securities regulator has signalled to the market its willingness to settle regulatory breaches that fall into the "not-so-serious" category, emulating similar policies by the UK's Financial Conduct Authority to find a speedier ...

 2018-01-13 00:01 

The Times

Watchdog acts on 'biggest investment con in Britain'...

The chief City regulator has named 94 firms that it thinks may be illegally taking bets from UK investors and has threatened to prosecute them where it can. The Financial Conduct Authority......

 2018-01-12 14:27 

The Sun

Bitcoin, Ethereum and Ripple cryptocurrencies face MP probe over fears investors could lose EVERYTHING to fraudsters...

BITCOIN faces a probe by MPs over fears that investors could lose EVERYTHING and be at risk of fraud. Treasury chairman Nicky Morgan said that UK politicians will be looking into cryptocurrencies in future after warnings from the Bank of England and Finan...

 2018-01-12 10:17 

Reuters

BRIEF-UK's FCA Issues List Of Unauthorised Binary Options Providers...

UK's Financial Conduct Authority:...

 2018-01-10 12:42 

The Independent

Spread betting clients 'put at serious risk'. A crackdown is coming and it's probably needed...

Its the statistics that really damn the spread betting industry, and one in particular. According to thelatest dear CEO letter from the Financial Conduct Authority (FCA) some 76 per cent of those who used spread bets - or contracts for difference - who we...

 2018-01-08 16:13 

The Telegraph

Don't panic: Consumer debt boom is driven by rich borrowers, not the vulnerable poor...

The boom in consumer borrowing is driven by Britons with strong credit ratings, not the vulnerable borrowers who would worry regulators the most, Bank of England and Financial Conduct Authority researchers have found....

 2018-01-08 14:18 

Globe and Mail

U.K. financial watchdog bans and fines former RBS Libor trader...

Neil Danziger has been fined 250,000 pounds by the Financial Conduct Authority...

 2018-01-08 09:57 

The Register

FCA 'gold-plates' EU rule, bans BYOD across entire UK finance sector...

You delete one word and then this happens Exclusive The UK's Financial Conduct Authority has quietly transposed an EU rule without including a crucial bit of detail, thus effectively banning BYOD policies in all financial services organisations across...

 2018-01-06 00:01 

The Times

Treasury hires familiar face to lead Financial Conduct Authority...

The Treasury has selected a senior City lawyer as the next chairman of the financial regulator, as it faces the challenges of Brexit and political pressure over past mistakes. Charles Randell, a......

 2018-01-05 12:31 

Reuters

Banking crisis adviser named as head of Britain's finance watchdog...

Charles Randell, an ex-lawyer who advised the British government during the financial crisis, has been appointed chair of Britain's Financial Conduct Authority, the finance ministry said on Friday....

 2018-01-05 11:22 

Irish Independent

Treasury appoints lawyer Charles Randell as Financial Conduct Authority chair...

The Treasury has appointed veteran lawyer Charles Randell as head of the Financial Conduct Authority (FCA), making him the UK watchdogs second chair since its formation in 2013....

 2018-01-05 10:28 

Reuters

Banking crisis adviser named as new head of UK markets watchdog...

Charles Randell, a former adviserto the government during the banking crisis, has been appointedchair of Britain's Financial Conduct Authority from April forfive years, the UK finance ministry said on Friday....

 2018-01-04 00:01 

The Times

Carillion's upbeat update under the microscope...

Carillion is being investigated by the Financial Conduct Authority over a series of benign trading statements to the stock market that culminated last summer in a 1 billion profit warning. The......

 2018-01-03 12:00 

The Times

Watchdog investigates Carillion over upbeat statements...

Carillion has come under investigation by the Financial Conduct Authority over a string of statements apparently suggesting that all was well that ended last summer with a 1 billion profit warning....

 2018-01-03 09:24 

Business Insider

The UK's financial watchdog is investigating troubled construction firm Carillion...

The Financial Conduct Authority has begun an investigation into announcements made by the firm as profits dropped and its share price plummeted....

 2018-01-03 09:24 

Business Insider

Major European clearing houses have been let off the hook as MiFID II rules come into force...

Britain's Financial Conduct Authority will allow clearing houses LME and ICE to defer implementation of the new rules until summer 2020....

 2018-01-03 08:11 

The Independent

Construction firm Carillion under investigation by financial watchdog...

Troubled construction firm Carillion has announced that it is being investigated by the financial watchdog. In a short statement on Wednesday, Carillion said that the Financial Conduct Authority had commenced the investigation in connection with the timel...

 2018-01-03 07:58 

The Telegraph

Troubled outsourcer Carillion faces FCA probe...

Troubled outsourcer Carillion is being investigated by the Financial Conduct Authority over the timeliness and content of some of its stock market announcements....

 2018-01-03 07:56 

Reuters

[ UK ]

FCA opens investigation into Carillion...

Britain's Financial Conduct Authority (FCA) is investigating Carillion Plc, the struggling British builder said on Wednesday....

 2018-01-03 07:47 

The Daily Mail

HS2 contractor Carillion probed by watchdog...

The Financial Conduct Authority is investigating the ...

 2018-01-03 07:39 

Reuters

UPDATE 1-UK's FCA opens investigation into Carillion...

Britain's Financial Conduct Authority(FCA) is investigating Carillion Plc, the strugglingBritish builder said on Wednesday....

 2018-01-03 07:13 

Reuters

UK's FCA opens investigation into Carillion...

UK's Financial Conduct Authority (FCA) hasnotified Carillion Plc that it has begun aninvestigation into the company, the struggling British buildersaid on Wednesday....

 2018-01-03 07:05 

Reuters

BRIEF-UK markets watchdog gives clearing houses MiFID waivers...

Jan 3 (Reuters) -* FINANCIAL CONDUCT AUTHORITY (FCA) HAS RECEIVEDAPPLICATIONSUNDER ARTICLE 54(2) FROM TRADING VENUES ICE FUTURES EUROPE ANDLONDON METAL EXCHANGE (...

 2018-01-01 00:01 

The Times

Financial Conduct Authority delays rule change for Saudi Aramco's $2 trillion listing...

The City regulator has delayed a decision on an overhaul of stock market rules that would enable the $2 trillion float of Saudi Aramco to take place in London. The Financial Conduct Authority......

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